ESCRS Homepage

January 2004
IN THIS ISSUE

CATARACT...


REFRACTIVE ...


OCULAR UPDATE ...


FEATURES...

Journal Watch
Industry Briefs
From the Editors
Legal Lessons
Bio-Ophthalmology
Digital Ophthalmologist
Out and about
Reflections on Refractive Surgery
An eye on travel



By Paul McGinn BL
LEGAL LESSONS
     LASIK surgeon absolved of clinical negligence

American regulators have absolved an ophthalmologist accused of professional misconduct in performing LASIK and PRK. Kenneth Kawesch MD, who was one of the first ophthalmologists in the world to face misconduct charges for performing refractive surgery, was acquitted of the charges in December 2003.The charges, brought by the medical licensing board in the state of California, centred on poor outcomes in 16 patients. For more details about the background of the case against Dr. Kawesch, see the October 2002 issue of EuroTimes at www.escrs.org/eurotimes/October2002/regmatters.asp.

In winning his acquittal, Dr. Kawesch proved what refractive surgeons on both sides of the Atlantic know from experience: bad outcomes don't prove negligence or misconduct.The result of the case should also chasten regulators everywhere about future prosecutions, according to a lawyer for Dr. Kawesch."If there is one thing that this case demonstrates, it's that the powers that be should be more careful and circumspect about what they say about doctors," lawyer Michael Lipman told EuroTimes.Mr. Lipman complained that medical board regulators, state government officials, and even members of the press targeted Dr. Kawesch not because of his ophthalmic skills but because of the way in which he practiced those skills. "He was an attractive target," Mr. Lipman said. "He was highly visible and made a lot of money."

A reputed mega-millionaire, Dr. Kawesch regularly advertised his LASIK services directly to would-be patients on television, in newspapers and on the Internet. According to one advertisement, Dr. Kawesch claimed to have performed more than 30,000 refractive procedures, including many on athletes and celebrities. Since June of last year however, Dr. Kawesch hasn't performed any surgery. In that month he sold his surgery centres in southern California to another California ophthalmologist for a multi-million dollar price tag.Whether Dr. Kawesch can return to ophthalmology still rests in the hands of the California Medical Board. The board absolved him of clinical negligence based on the decision of an independent administrative law judge. However, the board has reserved its right to discipline Dr. Kawesch for a criminal conviction for tax evasion. A decision is expected within the coming weeks.

The saga involving Dr. Kawesch hit the headlines almost two years ago when the medical board brought its first charges against Dr. Kawesch. In 2002, the board even applied to a state court judge for an order to stop Dr. Kawesch from practicing immediately. In making the application, the medical board alleged that Dr. Kawesch was such a threat to public health that the court should stop him from practicing even before there was a full hearing on his competence.The state court judge ruled that Dr. Kawesch had a right to practice until the medical board conducted a full investigation and gave Dr. Kawesch every opportunity to defend himself.

Back to top...

In June of 2003, that full hearing began. During the course of 27 days of hearings spread over four months, an administrative law judge, Roy W. Hewitt, listened to the medical board's allegations that Dr. Kawesch was guilty of professional misconduct. The crux of the medical board's case was that Dr. Kawesch performed LASIK and PRK on 16 patients for whom the surgery was of no use, contraindicated or explained improperly. Among the charges against Dr. Kawesch were that he:

-failed to obtain informed consent before performing LASIK and PRK on patients whose conditions were particularly complex and whose outcomes were difficult to predict;

-performed PRK on patients with keratoconus;

-cut the cap off a cornea during a LASIK procedure;

-performed LASIK on a patient who obtained only minimal benefit;

-performed LASIK on patients with cataracts;

-performed LASIK on a patient with glaucoma;

-performed LASIK on patients with irregular astigmatism;

-failed to perform a pre-operative dilated exam for retinal disease and cataracts;

-used a post-operative bandage contact lens without informing the patient;

-failed to remove a bandage contact lens after a procedure.

uring the hearing, Judge Hewitt heard from 43 witnesses, including not only the 16 patients allegedly harmed by Dr. Kawesch but also from a number of patients whose eyesight had been improved tremendously by Dr. Kawesch. Also, more than 100 of Dr. Kawesch's patients sent in letters and e-mails in support of the ophthalmologist. For his part, Dr. Kawesch contended that he never promised any patient perfect eyesight and that he always explained the major risks and potential outcomes of refractive surgery to each patient. The judge also heard from a number of expert witnesses who testified for and against Dr. Kawesch. Experts on behalf of Dr. Kawesch testified that Dr. Kawesch followed the requisite standard of care in treating all 16 patients and in obtaining informed consent from those patients before undertaking the operations.

In November, Judge Hewitt ruled that Dr. Kawesch "did not exhibit any incompetence, or unprofessional conduct" in his treatment of any of the 16 patients. The judge also went beyond absolving Dr. Kawesch and concluded that Dr. Kawesch "went overboard" to help his patients. "He exhibited outstanding surgical ability and has exercised excellent clinical judgment in his care and treatment of his patients," Judge Hewitt wrote in a 35-page decision.

Back to top...

"He has performed over 33,000 refractive surgeries without a single proven incident, in the present proceedings, of substandard care," the judge wrote. The judge added that Dr. Kawesch "has no record of any other disciplinary proceedings or administrative action against his license during his 17 years as a licentiate. Such an unblemished record indicates that as far as quality of patient care, skill, medical practice and ability, and the proper exercise of sound clinical judgment are concerned, [Dr. Kawesch] rates an A+."

Judge Hewitt also criticised the medical board for bringing the case in the first place. The judge wrote that the medical board "came up woefully short in the investigation" and "in developing credible evidence" against Dr. Kawesch. "There are few, if any, practicing physicians whose practices, procedures, charts, and files could withstand the type of scrutiny" that Dr. Kawesch underwent "without deficiencies being noted or without criticisms being levelled." In coming to his conclusions, the judge relied on a leading decision of a California court in 1977. In that case, the court ruled that:

Medicine is not a field of absolutes. Different doctors may disagree in good faith upon what would encompass the proper treatment and diagnosis of a medical problem in a given situation. There is not ordinarily one correct route to be followed at any given time. There is always the need for professional judgment as to what course of action would be most appropriate with regard to the patient's condition. Were there are several methods of approved diagnosis or treatment, which could be made available to a patient, it is for the doctor to use his best judgment to pick the proper one. In addition, the judge wrote that Dr. Kawesch "was subjected to unwarranted public ridicule in the press, which resulted in the complete destruction" of his business."

In his ruling, Judge Hewitt emphasised that the 16 complaints on which the case was based were taken from more than 22,000 patients that Dr. Kawesch operated on over a five-year period. "Of those 16 cases, cases that were subjected to extreme, meticulous, scrutiny; none were found herein to have involved any negligence whatsoever," Judge Hewitt wrote. "In each and every case his care and treatment was exceptional."

Back to top...

Ophthalmologist's practice under risk from tax evasion conviction

A tax evasion sentence - and possible professional sanctions - still await cleared ophthalmologist Glenn Kawesch, MD. Despite being absolved of professional misconduct for negligence in performing refractive surgery, Dr. Kawesch still faces federal government and medical board sanctions for tax evasion. Later this year, Dr. Kawesch will appear in a federal court in California for sentencing for his role in an elaborate tax scam. Last May, Dr. Kawesch pleaded guilty to evading $4.2 million in federal taxes. In particular, Dr. Kawesch failed to declare cash payments from patients, which amounted to about 5 % of his income.

With the help of layers and accountants, he also fabricated business expenses and even helped set up a marketing company that sent fake bills to his surgery centre. After he was caught, Dr. Kawesch went undercover to help federal authorities gather evidence against the lawyers and accountants who set up his illegal businesses.When he appears before a federal judge for sentencing later this year, Dr. Kawesch faces the possibility of a number of penalties, including a jail sentence of up to five years. He has already agreed to pay about $10 million to the federal government in back taxes, interest and penalties.In addition to the criminal sanctions, Dr. Kawesch also faces sanctions by the California Medical Board. The Board has a full range of sanctions at its disposal, the most drastic of which is to strip Dr. Kawesch of his medical license.Michael Lipman, a lawyer for Dr. Kawesch, argued that the board should refrain from being draconian because tax evasion has nothing to do with treating patients.

Mr. Lipman added that in any similar case he knew of, the most appropriate disciplinary sanction would be a fine.The administrative law judge who reviewed Dr. Kawesch's case recommended that Dr. Kawesch receive no further penalty. While accepting the gravity of Dr. Kawesch's tax evasion, Judge Roy W. Hewitt concluded that such an offence did not make him a risk to patients.Dr Kawesch "did not violate any professional ethical standards designed to ensure proper patient care and treatment," Judge Hewitt wrote. Rather, Dr. Kawesch's tax evasion "involved moral turpitude, a more generic general concept.

"The judge noted that Dr. Kawesch had already spent hundred of thousands of dollars in legal fees in defending himself, had his reputation ruined by the press, and been compelled to seek psychiatric counselling and treatment.In such circumstances, Judge Hewitt wrote that Dr. Kawesch had already been punished enough and should not be subjected to any further discipline from the medical board for the tax evasion conviction.

Back to top...